As the investment landscape becomes more data-driven, middle office providers are no longer just ope...
Investment Adviser Compliance risks don’t announce themselves. Even firms with robust programs may f...
In middle- and back-office operations, accuracy and efficiency aren’t optional, they’re the foundati...
While investment due diligence may be the first step in an allocator’s decision-making process, an e...
The U.S. Securities and Exchange Commission’s (SEC) latest pivot toward “clear and simple” rules for...
Strong client engagement is more than a buzzword, it’s the foundation of trust between asset manager...
If reporting and settlements are the lifeblood of daily operations, then accounting and asset class ...
Background In February 2024, the SEC and CFTC adopted amendments to Form PF designed to strengthen s...
Trade settlement may happen behind the scenes, but its impact on risk, cost, and client confidence i...
For state-registered investment advisers, compliance is rarely straightforward. Even if you operate ...