Choosing afund administrator is no longer simply a question of who can calculate NAV accurately and ...
For registered investment advisers, the decision to outsource a Chief Compliance Officer is not abou...
Investment Advisers continue to offer wrap fee programs, but some of these advisers are unable to cl...
The SEC’s amendments to Regulation S-P represent one of the most meaningful shifts in data protectio...
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As private fund advisers grow, many eventually cross the threshold from Exempt Reporting Adviser (ER...
For investment advisers registered at the state level, the beginning of the year is an ideal time to...
Regulatory expectations for investment advisers continue to evolve, and understanding the distinctio...
On February 24, 2026, the SEC’s Division of Enforcement announced significant updates to its Enforce...
Each year, investment advisers complete one of the most important regulatory obligations on their co...
The SEC recently fined two affiliated investment advisers more than $150,000 for multiple infraction...